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CHAN Roy Kwun Yat

陳君逸
CE ATM475Licensed IndividualSFO licence active
Official SFC record

CHAN Roy Kwun Yat (CE number ATM475) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (3)

2014-09-25 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2012-12-10 – 2014-09-03
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7
2009-08-03 – 2012-12-09
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATM475