Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SIU Ho Yan

蕭浩恩
CE ATM467Licensed IndividualSFO licence active
Official SFC record

SIU Ho Yan (CE number ATM467) is an individual licensed by the Hong Kong SFC. First licensed on 2009-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeBright Smart Asset Management Limited
耀才資產管理有限公司
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (8)

2019-08-30 – present Current
Bright Smart Asset Management Limited Rep
RA 9
2010-05-20 – present Current
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-05-20 – present Current
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2018-05-08 – 2019-07-23
KGI Asset Management Limited Rep
RA 9
2017-10-03 – 2019-07-23
KGI Asia Limited Rep
RA 1
2017-03-24 – 2017-10-02
KGI Asia Limited Rep
RA 1
2017-03-24 – 2019-07-23
KGI Futures (Hong Kong) Limited Rep
RA 2
2009-08-25 – 2010-02-26
Redford Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATM467