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JIANG Xuxiao

江旭晓
CE ATI407Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JIANG Xuxiao (CE number ATI407) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerQ Fund Management (Hong Kong) Limited
前方基金管理有限公司

Licence Record (5)

2017-06-01 – present Current
Q Fund Management (Hong Kong) Limited RO
RA 9
2017-04-27 – 2017-06-01
Q Fund Management (Hong Kong) Limited Rep
RA 9
2015-12-15 – 2017-02-28
Pine River Capital Management (HK) Limited RO
RA 9
2012-10-04 – 2015-12-15
Pine River Capital Management (HK) Limited Rep
RA 9
2009-09-02 – 2012-09-01
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATI407