HUANG Yu

黃宇

CE ATI173Licensed IndividualSFO licence active

HUANG Yu (CE number ATI173) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司

Licence Record (15)

2026-03-20 – present Current

GMO-Z.com Forex HK Limited Rep

RA 3

2020-08-04 – 2023-12-29

SBI E2-Capital Securities Limited RO

RA 1 RA 2 RA 4

2020-02-12 – 2020-09-01

Vantum Asset Management Limited Rep

RA 4

2018-09-21 – 2020-08-04

SBI E2-Capital Securities Limited Rep

RA 1 RA 2

2018-05-07 – 2018-08-31

Rockflow Securities Limited Rep

RA 1 RA 9

2017-11-14 – 2018-03-25

Magpie Securities Limited Rep

RA 1 RA 4

2017-01-26 – 2017-04-19

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

2017-01-26 – 2017-04-19

UOB Kay Hian Futures (Hong Kong) Limited Rep

RA 2

2017-01-09 – 2017-01-17

Arta Global Markets Limited Rep

RA 1

2017-01-09 – 2017-01-17

Arta Global Futures Limited Rep

RA 2

2016-11-02 – 2016-12-07

Kaiser Securities Limited Rep

RA 1

2016-11-02 – 2016-12-07

Kaiser Futures Limited Rep

RA 2

2016-02-12 – 2016-10-15

China Securities (International) Brokerage Company Limited Rep

RA 1 RA 2

2009-07-10 – 2015-11-11

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2009-07-10 – 2015-11-11

CITIC Securities Futures (HK) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATI173