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HO Eric

何昌傑
CE ATH409Licensed IndividualSFO licence active
Official SFC record

HO Eric (CE number ATH409) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Global Markets Limited
招銀國際環球市場有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (5)

2026-10-06 – present Current
CMB International Global Markets Limited Rep
RA 1 RA 4
2026-10-06 – present Current
CMB International Securities Limited Rep
RA 1 RA 4
2014-08-04 – 2018-03-28
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2009-06-29 – 2010-05-10
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2009-06-29 – 2010-05-10
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATH409