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LAU Ying Tung

劉應東
CE ATD665Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ying Tung (CE number ATD665) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerI Win Asset Management Limited
一盈資產管理有限公司
Responsible OfficerI Win Securities Limited
一盈證券有限公司

Licence Record (6)

2024-07-24 – present Current
I Win Securities Limited RO
RA 1
2024-07-24 – present Current
I Win Asset Management Limited RO
RA 4 RA 9
2020-07-10 – 2020-12-21
Glory Sun Securities Limited Rep
RA 1 RA 4 RA 9
2019-09-30 – 2020-05-15
China Vered Securities Limited Rep
RA 1 RA 4
2013-09-17 – 2014-06-30
Macquarie Corporate (Hong Kong) Limited Rep
RA 6
2009-06-16 – 2014-06-30
Macquarie Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATD665