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CHEN Hao

陳灝
CE ATB830Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Hao (CE number ATB830) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerAJ Asset Management Limited
安捷資產管理有限公司
Responsible OfficerAJ Futures Limited
安捷期貨有限公司
Responsible OfficerAJ SECURITIES LIMITED
安捷證券有限公司

Licence Record (6)

2019-07-08 – present Current
AJ Futures Limited RO
RA 2
2018-08-28 – present Current
AJ Asset Management Limited RO
RA 4 RA 9
2018-01-03 – present Current
AJ SECURITIES LIMITED RO
RA 1 RA 4
2013-06-19 – 2017-09-05
CITIC Securities Futures (HK) Limited Rep
RA 2
2011-08-17 – 2017-09-05
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2009-05-29 – 2011-08-12
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATB830