SHEN Yiqian

沈亦潜

CE ASZ667Licensed IndividualResponsible OfficerSFO licence active

SHEN Yiqian (CE number ASZ667) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Arta Asset Management Limited 裕承資產管理有限公司

Licence Record (12)

2025-02-06 – present Current

Arta Asset Management Limited RO

RA 1 RA 4 RA 9

2024-12-04 – 2025-02-06

Arta Asset Management Limited Rep

RA 1 RA 4 RA 9

2024-08-05 – 2024-10-02

Fosun International Securities Limited Rep

RA 1

2024-08-05 – 2024-10-02

Fosun International Securities Limited RO

RA 9

2024-01-23 – 2024-10-02

Fosun International Asset Management Limited RO

RA 4 RA 9

2023-12-06 – 2024-04-17

Fosun International Capital Limited Rep

RA 1

2023-12-06 – 2024-01-23

Fosun International Asset Management Limited Rep

RA 4 RA 9

2016-08-15 – 2022-05-07

China Everbright Assets Management Limited RO

RA 1 RA 4 RA 9

2016-07-11 – 2021-08-03

China Everbright Assets Management Limited Rep

RA 1 RA 4 RA 9

2014-06-09 – 2016-02-05

Dymon Asia Capital (HK) Limited Rep

RA 9

2010-02-17 – 2014-05-10

BlackRock (Hong Kong) Limited Rep

RA 1

2009-06-16 – 2014-05-10

BlackRock Asset Management North Asia Limited Rep

RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASZ667