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YUEN Tak Wai, Alexander

阮德偉
CE ASP425Licensed IndividualSFO licence active
Official SFC record

YUEN Tak Wai, Alexander (CE number ASP425) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (5)

2025-08-13 – present Current
First Shanghai Securities Limited Rep
RA 1
2022-09-26 – 2023-03-06
Victoria International Asset Management Limited Rep
RA 4 RA 9
2020-04-28 – 2022-07-13
Asset Management Group Limited Rep
RA 1 RA 4
2015-04-22 – 2020-02-20
Sprout Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2009-04-22 – 2010-11-30
LIS Investment Services Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASP425