LEE Mei Shan

李美珊

CE ASP357Licensed IndividualResponsible OfficerSFO licence active

LEE Mei Shan (CE number ASP357) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司
Representative	Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司

Licence Record (15)

2021-09-20 – present Current

Orient Capital (Hong Kong) Limited RO

RA 6

2021-09-10 – present Current

Orient Securities (Hong Kong) Limited Rep

RA 1

2021-09-10 – 2021-09-20

Orient Capital (Hong Kong) Limited Rep

RA 6

2020-04-24 – 2021-08-26

Shanxi Securities International Capital Limited RO

RA 6

2020-02-24 – 2021-08-26

Shanxi Securities International Limited Rep

RA 1

2020-02-24 – 2020-04-24

Shanxi Securities International Capital Limited Rep

RA 6

2018-05-25 – 2019-12-31

UOB Kay Hian (Hong Kong) Limited RO

RA 6

2018-05-24 – 2019-12-31

UOB Kay Hian (Hong Kong) Limited Rep

RA 1 RA 6

2016-01-04 – 2018-05-14

Pulun International Capital Limited RO

RA 6

2015-10-16 – 2018-05-14

Pulun International Capital Limited Rep

RA 1 RA 6

2014-11-10 – 2015-10-01

Shenwan Hongyuan Capital (H.K.) Limited Rep

RA 1 RA 4 RA 6

2014-06-18 – 2014-11-08

Fulbright Capital Limited RO

RA 6

2014-05-05 – 2014-06-18

Fulbright Capital Limited Rep

RA 6

2010-07-12 – 2014-04-28

Oriental Patron Asia Limited Rep

RA 6

2009-04-08 – 2010-06-05

Zijing Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASP357