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LIM Si Min, Michelle

林思敏
CE ASI130Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIM Si Min, Michelle (CE number ASI130) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAI-SQUARED MANAGEMENT LIMITED
睿目投資管理有限公司

Licence Record (3)

2022-04-12 – present Current
AI-SQUARED MANAGEMENT LIMITED RO
RA 9
2020-01-23 – 2021-12-13
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2009-01-23 – 2019-10-11
Deutsche Securities Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASI130