NG Wing Hoi

吳泳愷

CE ASH955Licensed IndividualResponsible OfficerSFO licence active

NG Wing Hoi (CE number ASH955) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Avantua Capital Management Limited 璟裕資本管理有限公司

Licence Record (8)

2021-11-09 – present Current

Avantua Capital Management Limited RO

RA 1 RA 4 RA 9

2021-07-19 – 2021-11-09

Avantua Capital Management Limited Rep

RA 4 RA 9

2020-08-06 – 2021-06-29

uSmart Securities Limited RO

RA 1

2019-04-16 – 2021-06-29

uSmart Securities Limited Rep

RA 1 RA 4 RA 9

2013-05-20 – 2018-10-31

UOB Kay Hian (Hong Kong) Limited Rep

RA 1

2013-05-20 – 2018-10-31

UOB Kay Hian Futures (Hong Kong) Limited Rep

RA 2

2012-07-17 – 2013-05-13

MFG Limited Rep

RA 1 RA 2

2009-03-09 – 2012-07-01

Win Wong Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASH955