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TANG Congcong

唐聰聰
CE ASE040Licensed IndividualSFO licence active
Official SFC record

TANG Congcong (CE number ASE040) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司

Licence Record (5)

2025-05-22 – present Current
Soochow Securities International Brokerage Limited Rep
RA 1 RA 4
2021-03-30 – 2025-04-28
Haitong International Securities Company Limited Rep
RA 1 RA 4
2011-06-20 – 2012-09-17
Jefferies Hong Kong Limited Rep
RA 1
2009-11-02 – 2011-06-13
CCB International Securities Limited Rep
RA 1
2008-12-17 – 2009-10-26
CCB International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASE040