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CHOW Wai Man, Ronny

周偉民
CE ARW735Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOW Wai Man, Ronny (CE number ARW735) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHarris Fraser (International) Limited
晉裕環球資產管理有限公司
Responsible OfficerMason Investment Management Limited
茂宸投資管理有限公司
Responsible OfficerMason Securities Limited
茂宸證券有限公司

Licence Record (16)

2022-03-24 – present Current
Harris Fraser (International) Limited RO
RA 1 RA 4 RA 9
2021-10-04 – present Current
Mason Securities Limited RO
RA 1 RA 4 RA 9
2021-10-04 – present Current
Mason Investment Management Limited RO
RA 1 RA 4 RA 9
2021-10-04 – 2021-12-13
Mason Securities Limited Rep
RA 1
2021-10-04 – 2025-05-09
Duncan Futures Limited RO
RA 2 RA 5
2021-05-26 – 2021-08-05
Citrus Securities Limited RO
RA 1
2018-07-18 – 2018-07-18
Linkways Investment Management Limited Rep
RA 1 RA 2 RA 4
2018-07-17 – 2020-04-29
Linkways Investment Management Limited RO
RA 1 RA 2 RA 4
2018-07-17 – 2020-04-29
Linkways Asset Management Limited RO
RA 9
2013-08-08 – 2018-07-13
XinKong International Securities Limited RO
RA 1 RA 2 RA 4
2012-12-28 – 2014-01-28
XinKong International Securities Limited Rep
RA 1 RA 2
2012-12-28 – 2015-07-08
United Simsen Forex Dealers Limited RO
RA 3
2012-12-28 – 2018-07-13
XinKong International Asset Management Limited RO
RA 9
2011-07-06 – 2011-11-10
Southwest Securities (HK) Asset Management Limited Rep
RA 9
2011-06-10 – 2011-11-10
Southwest Securities (HK) Brokerage Limited Rep
RA 1
2011-06-10 – 2011-11-10
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARW735