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JIN Biao Alec

金彪
CE ARW137Licensed IndividualSFO licence active
Official SFC record

JIN Biao Alec (CE number ARW137) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Representativeabrdn Hong Kong Limited
安本香港有限公司

Licence Record (4)

2018-08-02 – present Current
abrdn Hong Kong Limited Rep
RA 9
2011-01-04 – 2011-03-15
Barclays Capital Asia Limited Rep
RA 1 RA 6
2008-11-14 – 2010-11-09
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2008-11-14 – 2010-11-09
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARW137