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LO Siu Kong

盧肇剛
CE ARS576Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Siu Kong (CE number ARS576) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司
RepresentativeCMB International Futures Limited
招銀國際期貨有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (15)

2018-11-05 – present Current
CMB International Securities Limited RO
RA 1
2016-05-25 – present Current
CMB International Futures Limited Rep
RA 2
2015-05-13 – present Current
CMB International Securities Limited Rep
RA 1 RA 4
2019-07-26 – 2022-02-07
CMB International Global Markets Limited Rep
RA 1
2015-03-04 – 2015-03-27
BOCOM International Securities Limited Rep
RA 1 RA 2
2015-02-09 – 2015-02-19
RHB Securities Hong Kong Limited Rep
RA 1
2015-02-09 – 2015-02-19
RHB Futures Hong Kong Limited Rep
RA 2
2014-12-31 – 2015-01-29
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2014-07-25 – 2015-01-29
CES Forex (HK) Limited Rep
RA 3
2013-04-23 – 2015-01-29
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2013-04-23 – 2015-01-29
CES Commodities (HK) Limited Rep
RA 2
2012-06-05 – 2013-04-02
DA International Financial Service Limited Rep
RA 2
2011-12-12 – 2012-06-01
South China Commodities Limited Rep
RA 2
2011-03-17 – 2012-06-01
South China Securities Limited Rep
RA 1
2008-11-04 – 2009-06-01
Prudential Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARS576