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STRADMOOR Norman Alexanda

施耐宏
CE ARR597Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

STRADMOOR Norman Alexanda (CE number ARR597) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNittan Securities Asia Limited
溢勝證券亞洲有限公司

Licence Record (2)

2015-08-28 – present Current
Nittan Securities Asia Limited RO
RA 1 RA 2
2008-09-30 – 2012-09-14
BOCI Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARR597