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NG Siu Lun Samson

伍兆麟
CE ARO283Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Siu Lun Samson (CE number ARO283) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCityline Securities Limited
城利證券有限公司

Licence Record (7)

2020-02-20 – present Current
Cityline Securities Limited RO
RA 1
2018-12-21 – 2020-01-03
Tiger Securities Asset Management Company Limited Rep
RA 4 RA 9
2018-12-21 – 2020-01-03
Tiger Securities Asset Management Company Limited RO
RA 1
2017-02-20 – 2018-09-30
Mage Securities Limited RO
RA 1
2016-10-06 – 2018-09-30
Mage Securities Limited Rep
RA 1 RA 4
2016-10-06 – 2018-09-30
Head & Shoulders Asset Management Limited Rep
RA 9
2012-11-22 – 2016-09-01
CIS Securities Asset Management Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO283