WONG Ho Fung

黃浩峰

CE ARN622Licensed IndividualResponsible OfficerSFO licence active

WONG Ho Fung (CE number ARN622) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司
Representative	Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司

Licence Record (11)

2026-05-05 – present Current

Orient Securities (Hong Kong) Limited Rep

RA 1

2026-05-05 – present Current

Orient Capital (Hong Kong) Limited RO

RA 6

2025-03-20 – 2025-11-20

RaffAello Capital Limited RO

RA 6

2023-04-18 – 2024-07-26

China Industrial Securities International Capital Limited Rep

RA 1 RA 6

2021-09-03 – 2023-01-31

Southwest Securities (HK) Capital Limited Rep

RA 1 RA 6

2015-09-18 – 2021-04-30

RaffAello Capital Limited Rep

RA 6

2015-08-04 – 2015-08-31

RaffAello Securities (HK) Limited RO

RA 4

2014-04-11 – 2015-08-04

RaffAello Securities (HK) Limited Rep

RA 4

2011-03-18 – 2013-09-05

GT Asset & Portfolio Management Limited Rep

RA 1 RA 4 RA 9

2008-08-20 – 2010-01-23

Phillip Securities (Hong Kong) Limited Rep

RA 1 RA 4

2008-08-20 – 2010-01-23

Phillip Commodities (HK) Limited Rep

RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARN622