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LAU Tony Yik Tung

劉奕彤
CE ARM315Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Tony Yik Tung (CE number ARM315) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPing An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
RepresentativePing An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司

Licence Record (7)

2022-11-10 – present Current
Ping An of China Asset Management (Hong Kong) Company Limited RO
RA 4
2020-04-15 – present Current
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2015-11-23 – 2017-10-31
Lunar Capital Management Limited Rep
RA 4
2015-05-11 – 2015-10-05
Anbang Capital (Hong Kong) Co. Limited Rep
RA 1 RA 4 RA 6
2009-12-07 – 2015-04-27
Standard Chartered Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2008-08-08 – 2009-09-08
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2008-08-08 – 2009-09-08
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARM315