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WU Luyin

吳律寅
CE ARK024Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Luyin (CE number ARK024) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerAJ Futures Limited
安捷期貨有限公司
Responsible OfficerAJ SECURITIES LIMITED
安捷證券有限公司
RepresentativeAJ Asset Management Limited
安捷資產管理有限公司

Licence Record (8)

2023-07-06 – present Current
AJ Futures Limited RO
RA 2
2021-05-07 – present Current
AJ SECURITIES LIMITED RO
RA 1 RA 4
2018-11-02 – present Current
AJ Asset Management Limited Rep
RA 9
2019-08-12 – 2024-12-06
AJ Futures Limited Rep
RA 2
2017-09-21 – 2023-07-06
AJ SECURITIES LIMITED Rep
RA 1 RA 4
2016-06-22 – 2017-09-05
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2008-08-26 – 2016-03-30
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4
2008-08-26 – 2009-05-04
Provident Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARK024