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ZHANG Haochuan

張浩川
CE ARJ089Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Haochuan (CE number ARJ089) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (4)

2025-08-28 – present Current
BOCI-Prudential Asset Management Limited RO
RA 1 RA 4 RA 5 RA 6 RA 9
2015-12-01 – 2021-12-30
China Life Franklin Asset Management Co., Limited RO
RA 4 RA 9
2008-11-13 – 2009-05-07
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2008-08-05 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ089