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HU Lizhou

胡力舟
CE ARI970Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HU Lizhou (CE number ARI970) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAdmiralty Harbour Capital Limited
鐘港資本有限公司
RepresentativeAdmiralty Harbour Capital Limited
鐘港資本有限公司

Licence Record (5)

2022-10-27 – present Current
Admiralty Harbour Capital Limited RO
RA 4 RA 9
2019-07-02 – present Current
Admiralty Harbour Capital Limited Rep
RA 1 RA 4 RA 9
2013-05-31 – 2019-06-28
S&P Global Ratings Hong Kong Limited Rep
RA 10
2008-07-21 – 2009-08-24
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2008-07-21 – 2009-08-24
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI970