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LI Pui Yan, Justine

李佩茵
CE ARI570Licensed IndividualSFO licence active
Official SFC record

LI Pui Yan, Justine (CE number ARI570) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-18. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (2)

2011-07-18 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2008-07-18 – 2009-04-30
Nomura International (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI570