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SONG Xia

宋霞
CE ARH870Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SONG Xia (CE number ARH870) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerZhongtai International Securities Limited
中泰國際證券有限公司
RepresentativeZhongtai International Futures Limited
中泰國際期貨有限公司

Licence Record (6)

2021-12-23 – present Current
Zhongtai International Futures Limited Rep
RA 2
2021-10-11 – present Current
Zhongtai International Securities Limited RO
RA 1 RA 4
2018-06-15 – 2021-10-11
Zhongtai International Securities Limited Rep
RA 1 RA 4
2016-08-05 – 2017-10-20
BOCI Asia Limited Rep
RA 6
2010-07-08 – 2016-07-12
Sirius Capital Partners Private Limited Rep
RA 4 RA 6
2008-07-15 – 2008-12-08
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARH870