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HO Cho Ki

何祖祈
CE ARB955Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Cho Ki (CE number ARB955) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSilverbricks Asset Management Company Limited
元庫資産管理有限公司
Responsible OfficerSilverbricks Securities Company Limited
元庫證券有限公司

Licence Record (13)

2026-02-04 – present Current
Silverbricks Asset Management Company Limited RO
RA 4 RA 9
2021-07-16 – present Current
Silverbricks Securities Company Limited RO
RA 1 RA 2
2021-03-15 – 2026-02-04
Silverbricks Securities Company Limited Rep
RA 1 RA 2 RA 6
2021-03-15 – 2026-02-04
Silverbricks Asset Management Company Limited Rep
RA 4 RA 9
2016-07-13 – 2021-03-01
FB Securities (Hong Kong) Limited Rep
RA 1 RA 4
2014-04-22 – 2015-09-09
Chief Securities Limited Rep
RA 1
2014-04-22 – 2015-09-09
Chief Commodities Limited Rep
RA 2
2012-06-18 – 2014-02-21
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 3
2011-11-16 – 2012-03-09
Sino-Rich Securities & Futures Limited Rep
RA 1 RA 2
2011-05-03 – 2014-02-21
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 2 RA 3
2008-12-12 – 2011-04-18
CES Forex (HK) Limited Rep
RA 3
2008-08-26 – 2011-04-18
CES Commodities (HK) Limited Rep
RA 2
2008-05-26 – 2011-04-18
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARB955