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SCHANTZ Andrew Robertson

CE AQY133Licensed IndividualSFO licence active
Official SFC record

SCHANTZ Andrew Robertson (CE number AQY133) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBain Capital (Hong Kong), Limited
貝恩投資(香港)有限公司

Licence Record (8)

2023-09-07 – present Current
Bain Capital (Hong Kong), Limited Rep
RA 1
2022-01-05 – 2022-10-07
CPPIB Credit Investments Asia Limited RO
RA 1
2019-05-20 – 2022-01-01
CPPIB Asia Inc. Rep
RA 1
2013-02-08 – 2017-01-06
Tor Investment Management (Hong Kong) Limited Rep
RA 9
2011-08-30 – 2013-01-26
Nomura International (Hong Kong) Limited Rep
RA 4
2010-10-26 – 2011-07-29
Pacific Advantage Capital Limited Rep
RA 4 RA 9
2010-01-14 – 2010-05-31
Horizon Asset International (HK) Limited Rep
RA 9
2008-05-02 – 2009-12-31
Citigroup Global Markets Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQY133