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CHEN Sze Hon, Johnson

陳斯漢
CE AQX577Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Sze Hon, Johnson (CE number AQX577) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGiraffe Capital Limited
智富融資有限公司

Licence Record (3)

2017-02-01 – present Current
Giraffe Capital Limited RO
RA 1 RA 6
2016-08-17 – 2016-08-22
Guotai Junan Capital Limited RO
RA 6
2008-05-06 – 2016-08-17
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQX577