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PATEL Divyesh Dineshchandra

CE AQW179Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PATEL Divyesh Dineshchandra (CE number AQW179) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (6)

2026-03-17 – present Current
CLSA Limited RO
RA 1 RA 7
2021-10-11 – 2026-03-17
CLSA Limited Rep
RA 1
2019-09-05 – 2021-08-27
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2016-01-13 – 2018-07-05
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2016-01-13 – 2018-07-05
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2008-04-15 – 2019-08-29
Virtu ITG Hong Kong Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQW179