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LU Jie

魯捷
CE AQV758Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LU Jie (CE number AQV758) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRobeco Hong Kong Limited
荷寶投資管理香港有限公司
RepresentativeRobeco Hong Kong Limited
荷寶投資管理香港有限公司

Licence Record (3)

2023-10-03 – present Current
Robeco Hong Kong Limited RO
RA 9
2015-11-02 – present Current
Robeco Hong Kong Limited Rep
RA 1 RA 4
2008-04-22 – 2011-10-03
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQV758