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WONG Kwok Chu

黃國柱
CE AQV376Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kwok Chu (CE number AQV376) is an individual licensed by the Hong Kong SFC. First licensed on 2008-06-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (10)

2024-05-07 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2024-05-07 – present Current
GF Capital (Hong Kong) Limited RO
RA 6
2023-03-01 – 2024-05-07
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2023-03-01 – 2024-05-07
GF Capital (Hong Kong) Limited Rep
RA 6
2021-11-05 – 2022-10-07
Haitong International Securities Company Limited Rep
RA 1 RA 4
2021-11-05 – 2022-10-07
Haitong International Capital Limited Rep
RA 6
2013-10-16 – 2021-10-22
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2011-11-14 – 2013-10-02
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2010-08-03 – 2011-10-28
VC Capital Limited Rep
RA 6
2008-06-10 – 2010-08-01
Mega Capital (Asia) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQV376