Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

IP Wing Lam

葉詠霖
CE AQU167Licensed IndividualSFO licence active
Official SFC record

IP Wing Lam (CE number AQU167) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTrinity Corporate Finance Limited

Licence Record (10)

2022-11-16 – present Current
Trinity Corporate Finance Limited Rep
RA 6
2021-09-23 – 2022-04-13
Ping An Securities (Hong Kong) Company Limited RO
RA 1
2019-12-11 – 2021-09-23
Ping An Securities (Hong Kong) Company Limited Rep
RA 1
2019-08-23 – 2020-03-27
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2019-08-23 – 2022-04-06
Ping An of China Capital (Hong Kong) Company Limited Rep
RA 6
2013-09-06 – 2019-01-31
China Securities (International) Brokerage Company Limited Rep
RA 1
2013-09-06 – 2019-01-31
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2011-04-04 – 2013-08-15
ABCI Capital Limited Rep
RA 1 RA 6
2010-07-16 – 2013-08-15
ABCI Securities Company Limited Rep
RA 1 RA 6
2008-04-03 – 2010-07-05
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU167