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CUNNINGHAM Jeremy James Warren

CE AQS229Licensed IndividualSFO licence active
Official SFC record

CUNNINGHAM Jeremy James Warren (CE number AQS229) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-28. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapital International, Inc.

Licence Record (2)

2017-08-21 – present Current
Capital International, Inc. Rep
RA 1
2008-03-28 – 2011-08-09
Schroder Investment Management (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQS229