Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XIE Jinhui

謝錦慧
CE AQO522Licensed IndividualSFO licence active
Official SFC record

XIE Jinhui (CE number AQO522) is an individual licensed by the Hong Kong SFC. First licensed on 2008-03-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSymmetry Investments (Hong Kong) Limited
對稱資本有限公司

Licence Record (11)

2021-07-06 – present Current
Symmetry Investments (Hong Kong) Limited Rep
RA 9
2018-12-04 – 2021-05-31
Aisance Asset Management Limited RO
RA 4 RA 9
2016-11-10 – 2018-04-03
Red Cliff Asset Management Limited Rep
RA 9
2013-01-18 – 2018-12-04
Aisance Asset Management Limited Rep
RA 4 RA 9
2009-07-02 – 2011-11-30
Citigroup Global Markets Asia Limited Rep
RA 1
2009-07-02 – 2011-11-30
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2
2008-12-10 – 2009-04-08
Nomura Securities (Hong Kong) Limited Rep
RA 1
2008-12-10 – 2009-04-08
Nomura Futures (Hong Kong) Limited Rep
RA 2
2008-10-10 – 2009-04-08
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2008-04-02 – 2008-09-29
Lehman Brothers Securities Asia Limited Rep
RA 1
2008-03-03 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQO522