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BAI Yang

柏楊
CE AQO253Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BAI Yang (CE number AQO253) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDa Cheng International Asset Management Company Limited
大成國際資產管理有限公司

Licence Record (3)

2017-10-17 – present Current
Da Cheng International Asset Management Company Limited RO
RA 1 RA 4 RA 9
2015-10-26 – 2018-07-09
Da Cheng International Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2008-02-28 – 2015-10-13
Morgan Stanley Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQO253