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CHAN Wang Kwan

陳宏坤
CE AQN578Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Wang Kwan (CE number AQN578) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBright Star Securities Limited
星耀證券有限公司

Licence Record (9)

2025-09-24 – 2026-05-01
Hong Kong International Capital Management Limited RO
RA 4 RA 9
2025-08-25 – 2026-02-04
Hong Kong International Capital Management Limited Rep
RA 4 RA 9
2025-04-24 – 2025-07-18
Atta Securities Limited RO
RA 1 RA 2
2025-04-24 – 2025-07-18
Atta Capital Limited RO
RA 4
2025-04-03 – 2025-07-18
Atta Capital Limited Rep
RA 4 RA 9
2019-07-26 – 2025-03-14
Ark Securities (Hong Kong) Limited RO
RA 1 RA 4
2015-10-27 – 2025-03-14
Provident Futures (Hong Kong) Limited RO
RA 2 RA 5
2008-02-28 – 2025-03-14
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2008-02-28 – 2015-10-27
Provident Futures (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQN578