Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HUANG Chen

黃晨
CE AQM708Licensed IndividualSFO licence active
Official SFC record

HUANG Chen (CE number AQM708) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (5)

2021-01-18 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2019-04-10 – 2020-12-11
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2014-10-30 – 2019-03-31
Autonomous Research Asia Limited RO
RA 4
2009-02-03 – 2012-12-03
CLSA Research Limited Rep
RA 4
2008-02-14 – 2014-05-30
CLSA Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQM708