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SHINOHARA Tatsuyoshi

篠原達芳
CE AQM082Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHINOHARA Tatsuyoshi (CE number AQM082) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOkasan International (Asia) Limited
岡三國際(亞洲)有限公司

Licence Record (4)

2014-12-19 – present Current
Okasan International (Asia) Limited RO
RA 1 RA 4
2010-12-31 – 2011-11-25
MUFG Securities Asia Limited RO
RA 4
2008-10-17 – 2011-02-28
MUSHK Limited RO
RA 4
2008-02-15 – 2008-10-17
MUSHK Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQM082