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CHENG Shun Tin

鄭信天
CE AQL400Licensed IndividualSFO licence active
Official SFC record

CHENG Shun Tin (CE number AQL400) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePC Securities Limited
寶鉅證券有限公司

Licence Record (7)

2019-05-07 – present Current
PC Securities Limited Rep
RA 1
2017-09-25 – 2019-04-17
Emperor Securities Limited Rep
RA 1
2017-09-25 – 2019-04-17
Emperor Wealth Management Limited Rep
RA 1
2017-09-25 – 2019-04-17
Emperor Futures Limited Rep
RA 2
2011-03-02 – 2017-09-04
China Merchants Futures (HK) Co., Limited Rep
RA 2
2010-03-30 – 2017-09-04
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4
2008-02-06 – 2010-03-18
KGI Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQL400