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YANG Yun-Chen

楊昀蓁
CE AQK248Licensed IndividualSFO licence active
Official SFC record

YANG Yun-Chen (CE number AQK248) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (4)

2012-08-22 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2013-05-06 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2
2008-10-10 – 2008-12-16
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2008-01-31 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQK248