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LAM Sheung Chiu, Maat

林襄潮
CE AQK246Licensed IndividualSFO licence active
Official SFC record

LAM Sheung Chiu, Maat (CE number AQK246) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFirst Shanghai Futures Limited
第一上海期貨有限公司
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (16)

2026-02-24 – present Current
First Shanghai Futures Limited Rep
RA 2
2025-11-27 – present Current
First Shanghai Securities Limited Rep
RA 1
2025-02-04 – 2025-11-08
FWD Financial Planning Limited RO
RA 1 RA 4
2022-09-23 – 2023-05-12
Frontier Capital Management Limited RO
RA 1 RA 4
2022-06-06 – 2023-05-12
Frontier Capital Management Limited Rep
RA 1 RA 4 RA 9
2021-12-13 – 2022-04-29
Silver Nile Global Investments Limited RO
RA 2
2021-11-16 – 2022-04-29
Silver Nile Global Investments Limited Rep
RA 1 RA 2
2021-08-16 – 2021-11-06
SDHG International Securities Limited RO
RA 1
2021-07-07 – 2021-08-16
SDHG International Securities Limited Rep
RA 1
2019-06-24 – 2021-05-14
Thomas Global Financial Services Limited RO
RA 1
2014-11-13 – 2021-05-14
Mason Securities Limited Rep
RA 1
2014-11-13 – 2021-05-14
Duncan Futures Limited Rep
RA 2
2013-07-15 – 2014-11-03
KGI Asia Limited Rep
RA 1
2013-07-15 – 2014-11-03
KGI Futures (Hong Kong) Limited Rep
RA 2
2008-05-20 – 2013-07-03
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2008-02-04 – 2013-07-03
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQK246