CHEUNG See Ling

張思玲

CE AQJ777Licensed IndividualResponsible OfficerSFO licence active

CHEUNG See Ling (CE number AQJ777) is an individual licensed by the Hong Kong SFC. First licensed on 2008-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Haitong International Futures Limited 海通國際期貨有限公司
Responsible Officer	Haitong International Securities Company Limited 海通國際證券有限公司

Licence Record (10)

2023-10-11 – present Current

Haitong International Securities Company Limited RO

RA 1 RA 4

2023-10-11 – present Current

Haitong International Futures Limited RO

RA 2 RA 5

2023-08-17 – 2023-10-11

Haitong International Securities Company Limited Rep

RA 1 RA 4

2023-08-17 – 2023-10-11

Haitong International Futures Limited Rep

RA 2 RA 5

2019-05-28 – 2023-07-16

Guosen Securities (HK) Brokerage Company, Limited RO

RA 1 RA 2 RA 4 RA 5

2019-03-07 – 2019-08-26

Guosen Securities (HK) Brokerage Company, Limited Rep

RA 1 RA 2 RA 4 RA 5

2016-11-29 – 2019-02-20

China Securities (International) Brokerage Company Limited RO

RA 1 RA 2 RA 5

2016-02-25 – 2019-02-20

China Securities (International) Brokerage Company Limited Rep

RA 1 RA 2 RA 4 RA 5

2012-06-14 – 2016-01-23

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2 RA 3

2008-02-21 – 2016-01-23

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQJ777