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YAO Yulin

姚毓林
CE AQI648Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Yulin (CE number AQI648) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGreen Court Capital Management Limited
碧雲資本管理有限公司

Licence Record (4)

2017-04-21 – present Current
Green Court Capital Management Limited RO
RA 4 RA 9
2009-05-18 – 2017-04-20
Neuberger Berman Asia Limited RO
RA 1 RA 4 RA 9
2008-04-23 – 2017-04-28
Neuberger Berman Asia Limited Rep
RA 1 RA 4 RA 9
2008-01-22 – 2008-04-18
Lehman Brothers Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQI648