Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LU Yen Ying

呂彥穎
CE AQF011Licensed IndividualSFO licence active
Official SFC record

LU Yen Ying (CE number AQF011) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTybourne Capital Management (HK) Limited

Licence Record (5)

2014-07-21 – present Current
Tybourne Capital Management (HK) Limited Rep
RA 9
2013-07-22 – 2014-06-19
China Securities (International) Corporate Finance Company Limited Rep
RA 6
2013-06-13 – 2014-06-19
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2011-07-28 – 2012-12-18
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2
2008-01-02 – 2012-12-18
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQF011