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YEUNG On Lit

楊安烈
CE AQE939Licensed IndividualSFO licence active
Official SFC record

YEUNG On Lit (CE number AQE939) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCore Capital Securities Limited
凱匯資本證券有限公司
RepresentativeJT Capital Asset Management Limited
凱庫資產管理有限公司

Licence Record (16)

2020-10-28 – present Current
Core Capital Securities Limited Rep
RA 1
2020-10-28 – present Current
JT Capital Asset Management Limited Rep
RA 1 RA 9
2019-01-02 – 2019-10-08
South China Investment Management Limited Rep
RA 9
2017-05-11 – 2019-10-08
South China Forex Limited Rep
RA 3
2017-02-07 – 2019-10-08
South China Securities Limited RO
RA 1
2017-02-07 – 2019-10-08
South China Commodities Limited RO
RA 2
2016-10-14 – 2019-03-13
South China Securities Limited Rep
RA 1
2016-10-14 – 2019-03-13
South China Commodities Limited Rep
RA 2
2012-10-05 – 2016-10-05
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2012-10-05 – 2016-10-05
Ping An Securities (Hong Kong) Futures Company Limited Rep
RA 2
2010-12-08 – 2012-09-21
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 2
2009-12-18 – 2010-11-25
XinKong International Securities Limited Rep
RA 1 RA 2
2009-10-08 – 2009-12-01
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2009-10-08 – 2009-12-01
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2007-12-27 – 2008-10-12
Phillip Securities (Hong Kong) Limited Rep
RA 1
2007-12-27 – 2008-10-12
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE939