WONG Lo Suen

黃璐旋

CE AQE310Licensed IndividualResponsible OfficerSFO licence active

WONG Lo Suen (CE number AQE310) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司
Representative	China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司

Licence Record (9)

2013-12-19 – present Current

China Galaxy International Asset Management (Hong Kong) Co., Limited RO

RA 4 RA 9

2013-11-28 – present Current

China Galaxy International Securities (Hong Kong) Co., Limited Rep

RA 1

2013-11-28 – 2013-12-19

China Galaxy International Asset Management (Hong Kong) Co., Limited Rep

RA 4 RA 9

2010-12-09 – 2013-11-01

CMS Asset Management (HK) Co., Limited RO

RA 4 RA 9

2010-08-25 – 2010-12-09

CMS Asset Management (HK) Co., Limited Rep

RA 9

2009-02-04 – 2010-07-27

Ping An of China Asset Management (Hong Kong) Company Limited Rep

RA 4 RA 9

2008-09-12 – 2008-09-30

Value Partners Hong Kong Limited Rep

RA 4

2008-09-12 – 2008-09-30

Value Partners Limited Rep

RA 4

2008-01-28 – 2008-08-15

BOCI-Prudential Asset Management Limited Rep

RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE310