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LAI Kin Chuen

黎健全
CE AQE289Licensed IndividualSFO licence active
Official SFC record

LAI Kin Chuen (CE number AQE289) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (7)

2013-02-08 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 9
2011-04-15 – 2013-01-03
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2010-08-24 – 2011-04-01
KGI Asia Limited Rep
RA 1
2010-08-24 – 2011-04-01
KGI Futures (Hong Kong) Limited Rep
RA 2
2008-07-31 – 2009-10-23
Phillip Capital Management (HK) Limited Rep
RA 4
2007-12-18 – 2010-08-12
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2007-12-18 – 2010-08-12
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQE289