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WONG Ming Wai

王名威
CE AQD870Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ming Wai (CE number AQD870) is an individual licensed by the Hong Kong SFC. First licensed on 2008-01-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
RepresentativeGF Futures (Hong Kong) Co., Limited
廣發期貨(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (7)

2016-05-12 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2011-08-08 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1 RA 4
2011-08-08 – present Current
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2010-12-15 – 2011-07-21
Southwest Securities (HK) Brokerage Limited Rep
RA 1 RA 4
2010-12-15 – 2011-07-21
Southwest Securities (HK) Futures Limited Rep
RA 2
2009-09-21 – 2010-12-01
Phillip Commodities (HK) Limited Rep
RA 2
2008-01-22 – 2010-12-01
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQD870