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HO Alistair Jor Ting

何佐霆
CE AQC553Licensed IndividualSFO licence active
Official SFC record

HO Alistair Jor Ting (CE number AQC553) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeApollo Management Asia Pacific Limited

Licence Record (6)

2026-02-23 – present Current
Apollo Management Asia Pacific Limited Rep
RA 1 RA 4
2016-07-18 – 2019-01-18
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2013-09-10 – 2016-04-19
Natixis Asia Limited Rep
RA 1
2011-08-29 – 2012-10-31
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7
2010-03-10 – 2011-06-03
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 2
2007-12-03 – 2011-06-03
Citigroup Global Markets Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQC553