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LAI Ching Man, Jimmy

黎政民
CE APZ857Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Ching Man, Jimmy (CE number APZ857) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSPDB International Capital Limited
浦銀國際融資有限公司

Licence Record (19)

2026-06-01 – present Current
SPDB International Capital Limited RO
RA 1 RA 6
2025-09-10 – 2026-02-08
Ping An Securities (Hong Kong) Company Limited RO
RA 1
2025-05-09 – 2025-05-22
Fortune Financial Capital Limited RO
RA 6
2021-08-11 – 2024-05-10
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2021-08-11 – 2024-05-10
GF Capital (Hong Kong) Limited RO
RA 6
2021-04-30 – 2021-08-11
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2021-04-30 – 2021-08-11
GF Capital (Hong Kong) Limited Rep
RA 6
2016-12-30 – 2020-11-25
Mizuho Securities Asia Limited RO
RA 1 RA 6
2016-11-02 – 2020-11-25
Mizuho Securities Asia Limited Rep
RA 1 RA 4 RA 6
2015-06-10 – 2026-02-08
Ping An of China Capital (Hong Kong) Company Limited RO
RA 6
2015-06-09 – 2016-09-30
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2015-06-09 – 2025-09-10
Ping An of China Capital (Hong Kong) Company Limited Rep
RA 6
2015-04-29 – 2015-05-21
Guosen Securities (HK) Capital Company Limited RO
RA 1 RA 6
2014-12-09 – 2015-04-29
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2014-07-29 – 2014-12-01
Partners Capital International Limited RO
RA 1 RA 6
2014-05-29 – 2014-07-29
Partners Capital International Limited Rep
RA 1 RA 6
2010-12-29 – 2014-05-25
Cinda International Capital Limited Rep
RA 1 RA 6
2009-04-09 – 2010-12-14
Neutral Financial Holding Company Limited Rep
RA 1 RA 6
2007-12-17 – 2009-04-04
Kingston Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ857